Lam, Tat Shing (SFC:AUV992) 林達誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-03-04 | 2010-08-21 | Rep | Dealing in securities | 2010-03-04 | 2010-08-21 |
| 2 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2021-09-09 | |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-09-30 | 2024-02-02 | Rep | Advising on securities | 2019-08-05 | RO | Dealing in securities | 2024-02-02 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy