Malhotra, Sandeep (SFC:AUX271)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2010-03-29 | 2010-04-04 | Rep | Advising on securities | 2010-03-29 | 2010-04-04 | Rep | Advising on futures contracts | 2010-11-15 | 2010-11-21 | Rep | Advising on securities | 2010-11-15 | 2010-11-21 |
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