Kondo, Ken
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-10-26 | 2020-07-09 | Rep | Dealing in securities | 2011-10-26 | 2020-07-09 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2022-11-28 | 2022-12-02 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-03-25 | 2011-05-24 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-03-25 | 2010-12-06 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2011-05-24 |
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