Barnard, David (SFC:AVD117)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2010-05-11 | 2010-05-15 | Rep | Advising on securities | 2010-09-22 | 2010-10-01 | Rep | Advising on securities | 2011-03-28 | 2011-04-01 | Rep | Advising on securities | 2011-08-22 | 2011-08-28 |
| 2 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2012-02-28 | 2012-03-01 | Rep | Advising on securities | 2012-08-27 | 2012-08-29 |
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