Tang, Pak Kee (SFC:AVD968) 鄧伯基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | VMS Securities Limited | Rep | Advising on securities | 2018-03-12 | 2019-07-14 | LAMTEX SECURITIES LIMITED | Rep | 2019-12-16 | 2020-07-15 | CMB International Securities Limited | Rep | 2020-08-27 | 2020-11-25 | Avenue Family Office Limited | Rep | 2021-12-10 | 2022-11-01 |
2 | VMS Securities Limited | Rep | Asset management | 2018-03-12 | 2019-03-20 | VMS Asset Management Limited | Rep | 2019-02-11 | 2019-07-14 | LAMTEX SECURITIES LIMITED | Rep | 2019-12-16 | 2020-07-15 | Avenue Family Office Limited | Rep | 2021-12-10 | 2022-11-01 |
3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-05-17 | 2011-04-05 | VMS Securities Limited | Rep | 2018-03-12 | 2019-07-14 | LAMTEX SECURITIES LIMITED | Rep | 2019-12-16 | 2020-07-15 | CMB International Securities Limited | Rep | 2020-08-27 | 2020-11-25 | Avenue Family Office Limited | Rep | 2021-12-10 | 2022-11-01 |
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