Tsai, Sze Wui 蔡詩滙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Advising on securities | 2015-06-01 | 2015-07-10 |
| 2 | CSPI Credit Ratings Company Limited | Rep | Credit rating services | 2017-07-26 | 2021-02-11 |
| 3 | Keefe, Bruyette & Woods Asia Limited | Rep | Advising on securities | 2010-06-18 | 2012-11-14 |
| 4 | Pearl Street Advisors Limited | Rep | Asset management | 2014-05-16 | 2014-07-17 |
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