Clint, Oswald Conan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2010-06-21 | 2010-06-25 | Rep | Advising on securities | 2011-01-10 | 2011-01-15 |
| 2 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2013-11-28 | 2013-11-29 | Rep | Advising on securities | 2016-12-06 | 2016-12-07 | Rep | Advising on securities | 2019-02-25 | 2019-03-01 |
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