Hoshi, Naoki
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2018-11-15 | 2018-12-31 | Rep | Dealing in securities | 2018-11-15 | 2018-12-31 | Rep | Dealing in futures contracts | 2019-01-14 | 2019-02-01 | Rep | Dealing in securities | 2019-01-14 | 2019-02-01 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-11-15 | 2018-12-31 | Rep | Dealing in securities | 2019-01-14 | 2019-02-01 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2011-01-17 | 2011-02-11 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2024-01-17 | 2024-01-23 |
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