Chen, Hsiao Ju 陳筱汝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-09-26 | 2013-06-28 |
| 2 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-09-26 | 2013-06-28 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2019-11-28 | 2022-07-01 | Rep | Dealing in securities | 2019-11-28 | 2022-07-01 |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2019-11-28 | 2022-07-01 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-03-14 | 2016-05-11 |
| 6 | Waterland Securities (HK) Company Limited | Rep | Dealing in securities | 2011-01-27 | 2011-05-22 |
| 7 | YUANTA FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2013-07-11 | 2014-08-01 |
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