Tanti, Alexander John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-03-21 | 2011-06-21 | Rep | Dealing in securities | 2011-03-21 | 2011-06-21 | Rep | Dealing in futures contracts | 2011-11-10 | 2011-12-10 | Rep | Dealing in securities | 2011-11-10 | 2011-12-10 | Rep | Automated trading services | 2012-12-12 | 2013-11-01 | Rep | Dealing in futures contracts | 2012-12-12 | 2013-11-07 | Rep | Dealing in securities | 2012-12-12 | 2013-11-07 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2013-06-05 | 2013-11-07 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2014-02-06 | 2016-04-01 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2014-02-06 | 2016-04-01 | Rep | Dealing in futures contracts | 2014-02-06 | 2016-04-01 | Rep | Dealing in securities | 2014-02-06 | 2016-04-01 |
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