Marx, Christopher William
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2011-08-08 | 2011-08-10 | Rep | Advising on securities | 2013-08-05 | 2013-08-05 | Rep | Advising on securities | 2013-10-18 | 2013-10-22 | Rep | Dealing in securities | 2014-04-24 | 2014-04-28 | Rep | Dealing in securities | 2015-04-14 | 2015-04-15 | Rep | Dealing in securities | 2015-09-15 | 2015-09-16 | Rep | Dealing in securities | 2017-02-23 | 2017-02-24 | Rep | Dealing in securities | 2019-04-08 | 2019-04-09 |
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