Harting, Morgan Clothier
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2011-08-17 | 2011-08-18 | Rep | Dealing in securities | 2014-02-10 | 2014-02-14 | Rep | Dealing in securities | 2014-10-07 | 2014-10-09 | Rep | Dealing in securities | 2015-04-16 | 2015-04-17 | Rep | Dealing in securities | 2016-05-06 | 2016-05-10 | Rep | Dealing in securities | 2016-12-05 | 2016-12-05 | Rep | Dealing in securities | 2017-04-24 | 2017-04-26 | Rep | Dealing in securities | 2017-09-20 | 2017-09-22 | Rep | Dealing in securities | 2017-12-06 | 2017-12-08 | Rep | Dealing in securities | 2018-03-06 | 2018-03-09 | Rep | Dealing in securities | 2018-10-25 | 2018-10-26 | Rep | Dealing in securities | 2019-03-14 | 2019-03-15 | Rep | Advising on securities | 2020-07-02 | 2020-07-02 | Rep | Advising on securities | 2021-01-27 | 2021-01-29 | Rep | Advising on securities | 2021-11-16 | 2021-11-17 | Rep | Advising on securities | 2022-05-25 | 2022-05-26 |
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