Kwok, Kit Ying 郭潔凝

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 First Sentier Investors (Hong Kong) Limited Rep Advising on securities 2021-08-17 2022-06-20
First Sentier Investors (Hong Kong) Limited RO 2022-06-20
2 GOLDMAN SACHS (ASIA) L.L.C. Rep Asset management 2017-08-17 2019-08-14
Goldman Sachs Asset Management (Hong Kong) Limited Rep 2019-05-30 2021-06-10
First Sentier Investors (Hong Kong) Limited Rep 2021-08-04 2022-06-20
First Sentier Investors (Hong Kong) Limited RO 2022-06-20
3 Moody's Investors Service Hong Kong Limited Rep Credit rating services 2011-09-08 2015-06-06
4 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2016-07-20 2016-10-10
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2016-10-11 2019-08-14
5 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2016-07-20 2019-08-14
Goldman Sachs Asset Management (Hong Kong) Limited Rep 2019-05-30 2021-06-10
First Sentier Investors (Hong Kong) Limited Rep 2021-08-04 2022-06-20
First Sentier Investors (Hong Kong) Limited RO 2022-06-20

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