Chan, Chester Chi-To 陳志滔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alpha Win Capital Limited | Rep | Advising on securities | 2020-03-18 | 2020-11-17 | Rep | Dealing in securities | 2020-03-18 | 2020-11-17 |
| 2 | BOCOM International (Asia) Limited | Rep | Dealing in securities | 2015-07-13 | 2019-12-31 |
| 3 | BOCOM International Securities Limited | Rep | Dealing in securities | 2015-07-13 | 2019-12-31 | Rep | Advising on securities | 2018-08-07 | 2019-12-31 |
| 4 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2012-08-29 | 2015-04-17 |
| 5 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2011-09-20 | 2011-10-01 |
| 6 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-09-20 | 2011-10-01 | Rep | Dealing in securities | 2011-09-20 | 2011-10-01 |
| 7 | Vantage Capital Markets HK Limited | Rep | Dealing in securities | 2022-06-16 | 2023-01-03 |
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