Chan, Yu Kai 陳裕楷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2011-09-26 | 2015-07-09 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2011-09-26 | 2015-07-09 |
| 3 | FITCH (HONG KONG) LIMITED | Rep | Credit rating services | 2017-09-04 | 2017-12-19 |
| 4 | Venture Smart Asia Limited | Rep | Advising on securities | 2021-07-20 | 2022-09-30 |
| 5 | Venture Smart Asia Limited | Rep | Asset management | 2021-07-20 | 2022-09-30 |
| 6 | Venture Smart Asia Limited | Rep | Dealing in securities | 2021-07-20 | 2022-09-30 |
| 7 | VSFG Asset Management Limited | Rep | Advising on securities | 2022-10-03 | 2023-02-08 |
| 8 | VSFG Asset Management Limited | Rep | Asset management | 2022-10-03 | 2023-02-08 |
| 9 | VSFG Asset Management Limited | Rep | Dealing in securities | 2022-10-03 | 2023-02-08 |
| 10 | VSFG Asset Management Limited | RO | Advising on securities | 2023-02-08 | |
| 11 | VSFG Asset Management Limited | RO | Asset management | 2023-02-08 | |
| 12 | VSFG Asset Management Limited | RO | Dealing in securities | 2023-02-08 |
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