Rhodes, Graham Frederick (SFC:AYB040)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEA Union Investment Management Limited | Rep | Asset management | 2016-08-29 | 2019-05-17 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2011-09-30 | 2012-02-10 |
| 3 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2012-01-17 | 2012-11-30 |
| 4 | First Sentier Investors (Hong Kong) Limited | Rep | Advising on securities | 2013-02-27 | 2014-01-24 | Rep | Asset management | 2013-02-27 | 2014-01-24 |
| 5 | Longriver Investment Partners Limited | RO | Advising on securities | 2022-04-12 | RO | Asset management | 2022-04-12 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy