Wong, Ho Yan (SFC:AYA616) 黃浩恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-07-29 | 2017-05-11 | Rep | Dealing in securities | 2014-07-29 | 2017-07-21 | RO | Advising on corporate finance | 2017-05-11 | 2017-07-21 |
| 2 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-10-03 | 2014-07-08 |
| 3 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2011-10-03 | 2014-07-08 |
| 4 | Ping An of China Capital (Hong Kong) Company Limited | RO | Advising on corporate finance | 2017-10-23 | 2018-09-15 |
| 5 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2017-10-23 | 2018-09-15 |
| 6 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2018-09-19 | 2018-11-07 | Rep | Dealing in securities | 2018-09-19 | 2019-09-12 | RO | Advising on corporate finance | 2018-11-07 | 2019-09-12 |
| 7 | Wilson International Capital Limited | Rep | Advising on corporate finance | 2019-10-24 | 2019-11-21 | RO | Advising on corporate finance | 2019-11-21 |
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