So, Yenny Tsz Yan 蘇子恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNY Mellon Investment Management Hong Kong Limited | Rep | Advising on securities | 2014-01-15 | 2015-06-03 | Rep | Dealing in securities | 2014-01-15 | 2015-06-03 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2011-10-10 | 2013-05-01 | Rep | Dealing in securities | 2011-10-10 | 2013-05-01 |
| 3 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2016-11-04 | 2018-06-01 | Rep | Dealing in securities | 2016-11-04 | 2018-06-01 |
| 4 | PineBridge Investments Hong Kong Limited | Rep | Dealing in securities | 2016-11-04 | 2018-06-01 |
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