An, Zhi (SFC:AYF097) 安之
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2013-03-18 | 2013-08-01 | Rep | Advising on securities | 2013-03-18 | 2013-08-01 | Rep | Asset management | 2013-03-18 | 2013-08-01 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2013-03-18 | 2013-08-01 | Rep | Advising on securities | 2013-03-18 | 2013-08-01 | Rep | Asset management | 2013-03-18 | 2013-08-01 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-10-25 | 2013-03-18 | Rep | Dealing in futures contracts | 2013-08-01 | 2019-02-19 |
| 4 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2013-03-18 | 2013-08-01 | Rep | Asset management | 2013-03-18 | 2013-08-01 | Rep | Dealing in securities | 2013-03-18 | 2013-08-01 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-10-11 | 2013-03-18 | Rep | Dealing in securities | 2013-08-01 | 2019-02-19 | Rep | Advising on securities | 2017-07-03 | 2019-02-19 |
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