Liu, Ningyu (SFC:AYH764) 劉凝玉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-08-02 | 2016-02-14 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2013-09-30 | 2016-02-14 |
| 3 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-07-04 | 2018-12-31 |
| 4 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-07-04 | 2018-12-31 |
| 5 | RBS Asia Futures Limited | Rep | Dealing in futures contracts | 2011-10-25 | 2012-08-01 |
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