Li, Xing (SFC:AWJ604) 李星
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCHK Asset Management Limited | Rep | Advising on securities | 2021-05-11 | Rep | Asset management | 2021-05-11 | Rep | Dealing in securities | 2021-05-11 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2014-06-04 | 2015-07-04 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2014-06-04 | 2015-07-04 |
| 4 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Dealing in securities | 2012-10-10 | 2015-07-04 | Rep | Advising on securities | 2014-06-04 | 2015-07-04 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-11-17 | 2012-09-10 |
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