Song, Chun Ming 宋春鳴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2011-12-02 | 2019-05-23 |
2 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2019-07-09 | 2021-09-28 | Rep | Dealing in securities | 2019-08-02 | 2021-09-28 |
3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-10-12 | Rep | Advising on securities | 2021-11-01 |
4 | CLSA LIMITED | Rep | Dealing in securities | 2021-10-12 |
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