Mok, Ka Yu 莫家裕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-02-23 | 2016-06-21 |
| 2 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2016-03-21 | 2016-06-21 |
| 3 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-08-02 | 2018-10-11 |
| 4 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2016-08-02 | 2018-10-11 |
| 5 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2011-12-05 | 2013-09-05 | Rep | Dealing in futures contracts | 2015-02-16 | 2016-02-12 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-10-26 | 2020-03-26 |
| 7 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-10-26 | 2020-03-26 |
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