Li, Xiaoxiao (SFC:AYP082) 李肖肖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-04-28 | 2020-04-29 | RO | Dealing in futures contracts | 2020-04-29 |
| 2 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-12-05 | 2012-03-09 | RO | Dealing in securities | 2012-03-09 | Rep | Advising on securities | 2020-01-02 | 2020-04-29 | RO | Advising on securities | 2020-04-29 |
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