Seeto, Dereke Charles Wing On
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2011-12-06 | 2012-10-24 | Rep | Dealing in futures contracts | 2011-12-06 | 2012-10-24 | Rep | Dealing in securities | 2011-12-06 | 2012-10-24 | RO | Automated trading services | 2012-10-24 | 2013-11-01 | RO | Dealing in futures contracts | 2012-10-24 | 2015-08-10 | RO | Dealing in securities | 2012-10-24 | 2015-08-10 | RO | Advising on futures contracts | 2013-11-14 | 2015-08-10 | Rep | Advising on futures contracts | 2015-08-10 | 2016-08-25 | Rep | Dealing in futures contracts | 2015-08-10 | 2016-08-25 | Rep | Dealing in securities | 2015-08-10 | 2016-08-25 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | RO | Dealing in securities | 2012-10-24 | 2015-08-10 | Rep | Dealing in securities | 2015-08-10 | 2016-08-25 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2017-08-25 | 2019-09-25 | Rep | Dealing in futures contracts | 2017-08-25 | 2019-09-25 | Rep | Dealing in securities | 2017-08-25 | 2019-09-25 | RO | Dealing in futures contracts | 2019-09-25 | RO | Dealing in securities | 2019-09-25 | RO | Automated trading services | 2019-09-25 | 2020-05-14 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy