Wong, Roger Chi-Him 黃智謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-12-14 | 2016-12-06 | Rep | Dealing in securities | 2011-12-14 | 2016-12-06 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2018-09-07 | 2022-03-04 |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-09-07 | 2022-03-04 | Rep | Dealing in securities | 2018-09-07 | 2022-03-04 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2017-03-03 | 2018-07-24 | Rep | Dealing in futures contracts | 2017-03-03 | 2018-07-24 |
| 5 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2022-06-06 |
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