Mak, Jonathan Ho Yan 麥浩欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on securities | 2020-11-27 | Rep | Dealing in securities | 2020-12-09 |
| 2 | KGI Asset Management Limited | Rep | Asset management | 2020-11-27 | |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2012-01-10 | 2014-05-24 | Rep | Dealing in securities | 2012-01-10 | 2014-05-24 |
| 4 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-08-27 | 2015-10-07 |
| 5 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2014-06-04 | 2015-10-07 | Rep | Dealing in securities | 2014-06-04 | 2015-10-07 |
| 6 | ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-08-10 | 2020-11-15 | Rep | Asset management | 2016-08-10 | 2020-11-15 |
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