Lee, Timothy Wing Him 李穎謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-01-13 | 2012-09-05 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2013-07-16 | 2016-10-05 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2017-01-18 | 2018-01-30 |
| 4 | orientiert XYZ Securities Limited | Rep | Advising on corporate finance | 2018-11-20 | 2020-05-19 |
| 5 | ORIENT CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2021-03-04 | 2023-02-15 |
| 6 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2012-01-13 | 2012-09-05 |
| 7 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2018-11-20 | 2020-05-19 |
| 8 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Dealing in securities | 2012-01-13 | 2012-09-05 |
| 9 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2013-07-16 | 2016-10-05 |
| 10 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2017-01-18 | 2018-01-30 |
| 11 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2018-11-20 | 2020-05-19 |
| 12 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-03-04 | 2023-02-15 |
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