Yuen, Ho Lam Fedora 袁皓琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bosera Asset Management (International) Co., Limited | Rep | Advising on securities | 2018-04-09 | 2018-11-20 | Rep | Asset management | 2018-04-09 | 2018-11-20 | Rep | Dealing in securities | 2018-04-09 | 2018-11-20 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-12-17 | 2020-05-08 | Rep | Asset management | 2019-12-17 | 2020-05-08 |
| 3 | Nomura Asset Management Hong Kong Limited | Rep | Advising on securities | 2020-05-27 | 2022-04-09 | Rep | Asset management | 2020-05-27 | 2022-04-09 | Rep | Dealing in securities | 2020-07-06 | 2022-04-09 |
| 4 | Northern Trust Company of Hong Kong Limited (The) | Rep | Advising on securities | 2022-05-27 | Rep | Dealing in securities | 2022-05-27 |
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