Yang, Shanghao (SFC:BMV465) 楊尚昊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Sino-Ocean Investment Management Limited | Rep | Advising on securities | 2021-11-02 | 2022-08-26 |
| 2 | Sino-Ocean Investment Management Limited | Rep | Asset management | 2021-11-02 | 2022-08-26 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2022-08-29 | |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-04-27 | 2021-06-12 | Morgan Stanley Hong Kong Securities Limited | Rep | 2022-08-29 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2018-04-27 | 2021-06-12 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2018-04-27 | 2021-06-12 | Morgan Stanley Asia Limited | Rep | 2022-08-29 | Morgan Stanley Hong Kong Securities Limited | Rep | 2022-08-29 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy