Liu, Shen (SFC:BMW835) 劉深
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2018-05-16 | 2020-08-21 | Rep | Advising on securities | 2018-05-16 | 2020-08-21 | Rep | Asset management | 2018-05-16 | 2020-08-21 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2018-05-16 | 2020-08-21 | Rep | Advising on securities | 2018-05-16 | 2020-08-21 | Rep | Asset management | 2018-05-16 | 2020-08-21 |
| 3 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2018-05-16 | 2020-08-21 | Rep | Asset management | 2018-05-16 | 2020-08-21 | Rep | Dealing in securities | 2018-05-16 | 2020-08-21 |
| 4 | TFI Asset Management Limited | Rep | Advising on futures contracts | 2020-09-18 | Rep | Advising on securities | 2020-09-18 | Rep | Asset management | 2020-09-18 | 2023-03-06 | RO | Asset management | 2023-03-06 |
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