Lam, Tuan (1968) 林俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS ASIA CAPITAL LIMITED | RO | Advising on corporate finance | 2006-03-13 | 2006-04-29 | RO | Advising on securities | 2006-03-13 | 2006-04-29 | RO | Dealing in securities | 2006-03-13 | 2006-04-29 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2006-05-18 | 2008-08-05 | Rep | Dealing in securities | 2006-05-18 | 2008-08-05 | RO | Asset management | 2008-08-05 | 2017-07-31 | RO | Dealing in securities | 2008-08-05 | 2017-07-31 |
| 3 | Goldman Sachs Asset Management (Hong Kong) Limited | RO | Advising on securities | 2016-06-24 | RO | Asset management | 2016-06-24 | RO | Dealing in securities | 2016-06-24 |
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