Lam, Tuan (1968) 林俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS ASIA CAPITAL LIMITED | RO | Advising on corporate finance | 2006-03-13 | 2006-04-29 |
| 2 | DBS ASIA CAPITAL LIMITED | RO | Advising on securities | 2006-03-13 | 2006-04-29 |
| 3 | DBS ASIA CAPITAL LIMITED | RO | Dealing in securities | 2006-03-13 | 2006-04-29 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2006-05-18 | 2008-08-05 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-05-18 | 2008-08-05 |
| 6 | GOLDMAN SACHS (ASIA) L.L.C. | RO | Asset management | 2008-08-05 | 2017-07-31 |
| 7 | GOLDMAN SACHS (ASIA) L.L.C. | RO | Dealing in securities | 2008-08-05 | 2017-07-31 |
| 8 | Goldman Sachs Asset Management (Hong Kong) Limited | RO | Advising on securities | 2016-06-24 | 2024-05-02 |
| 9 | Goldman Sachs Asset Management (Hong Kong) Limited | RO | Asset management | 2016-06-24 | 2024-05-02 |
| 10 | Goldman Sachs Asset Management (Hong Kong) Limited | RO | Dealing in securities | 2016-06-24 | 2024-05-02 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy