Hsieh, Shu-Fang 謝淑芳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Raffles Assets Management (HK) Co. Limited | Rep | Asset management | 2019-10-14 | 2023-03-01 |
| 2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2018-05-17 | 2019-06-14 | Rep | Dealing in securities | 2018-05-17 | 2019-06-14 |
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