Lau, Chung Ming 樓仲明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2018-05-18 | 2023-01-12 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-05-18 | 2023-01-12 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-06-14 | 2023-07-05 | Rep | Dealing in securities | 2023-06-14 | 2023-07-05 |
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