Cubbon, Nicholas William 郭健勤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-02-13 | 2017-07-21 | Rep | Dealing in securities | 2015-02-13 | 2017-07-21 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2015-02-13 | 2017-07-21 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2012-01-18 | 2014-10-29 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2012-01-18 | 2013-10-02 | Rep | Dealing in futures contracts | 2012-01-18 | 2014-10-29 |
| 5 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2017-11-13 | 2019-11-29 | Rep | Asset management | 2020-06-18 | 2022-08-29 |
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