Wong, Sheung Kwong 王湘江
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GET NICE SECURITIES LIMITED | RO | Advising on corporate finance | 2011-10-31 | RO | Advising on securities | 2011-10-31 | RO | Asset management | 2011-10-31 | RO | Dealing in securities | 2011-10-31 |
| 2 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2011-11-18 | 2012-03-01 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2011-11-18 | 2012-03-01 | Rep | Dealing in securities | 2011-11-18 | 2012-03-01 |
| 4 | Quam Securities Limited | Rep | Advising on securities | 2012-03-07 | 2012-11-10 | Rep | Asset management | 2012-03-07 | 2012-11-10 | Rep | Dealing in securities | 2012-03-07 | 2012-11-10 |
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