Au, Jester Kin Hong 區健康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2003-09-25 | 2003-11-07 | RO | Dealing in securities | 2003-11-07 | 2009-05-28 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-09-25 | 2003-11-07 | RO | Dealing in futures contracts | 2003-11-07 | 2009-05-28 |
| 3 | Hao Tian Asset Management Limited | RO | Asset management | 2018-05-28 | 2018-11-22 | RO | Advising on securities | 2018-10-16 | 2018-11-22 |
| 4 | Hao Tian International Futures Limited | RO | Dealing in futures contracts | 2018-05-28 | 2018-11-22 |
| 5 | Hao Tian International Securities Limited | RO | Dealing in securities | 2018-05-28 | 2018-11-22 |
| 6 | REXCAPITAL FUTURES LIMITED | RO | Dealing in futures contracts | 2003-09-22 | |
| 7 | REXCAPITAL ONLINE LIMITED | RO | Advising on securities | 2003-07-22 | RO | Asset management | 2003-07-22 | RO | Dealing in securities | 2003-07-22 |
| 8 | WINGS SECURITIES (HK) LIMITED | RO | Advising on corporate finance | 2003-07-22 | RO | Advising on securities | 2003-07-22 | RO | Asset management | 2003-07-22 | RO | Dealing in securities | 2003-09-22 |
| 9 | XUANTIE INTERNATIONAL INVESTMENT CO., LIMITED | RO | Advising on futures contracts | 2019-03-15 | 2020-11-04 | RO | Dealing in futures contracts | 2019-03-15 | 2020-11-04 |
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