Wan, Ten Lap 溫天納
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | RO | Advising on corporate finance | 2007-09-21 | 2008-08-08 | RO | Dealing in securities | 2007-09-21 | 2008-08-08 |
| 2 | BOCOM International Holdings Company Limited | Rep | Advising on corporate finance | 2007-01-15 | 2007-03-06 | Rep | Dealing in securities | 2007-01-15 | 2007-03-06 | RO | Advising on corporate finance | 2007-03-06 | 2008-03-03 | RO | Dealing in securities | 2007-03-06 | 2008-03-03 |
| 3 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-09-03 | 2004-09-28 | Rep | Dealing in securities | 2004-09-03 | 2004-09-28 | RO | Advising on corporate finance | 2004-09-28 | 2007-01-04 | RO | Dealing in securities | 2004-09-28 | 2007-01-04 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2008-12-09 | 2009-01-29 | Rep | Dealing in securities | 2008-12-09 | 2013-04-11 | RO | Advising on corporate finance | 2009-01-29 | 2013-04-11 |
| 5 | Neutral Financial Holding Company Limited | RO | Advising on corporate finance | 2003-04-29 | 2004-08-18 | RO | Dealing in securities | 2003-04-29 | 2004-08-18 | Rep | Dealing in securities | 2013-08-16 | 2015-02-27 | RO | Advising on corporate finance | 2013-08-16 | 2015-02-27 |
| 6 | PARTNERS CAPITAL INTERNATIONAL LIMITED | RO | Advising on corporate finance | 2015-03-06 | RO | Dealing in securities | 2015-03-06 |
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