Chen, Wenyu (SFC:AYK468)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Investment Managers Asia Limited | RO | Advising on futures contracts | 2012-02-07 | 2015-05-18 | RO | Advising on securities | 2012-02-07 | 2018-08-13 | RO | Asset management | 2012-02-07 | 2018-08-13 | RO | Dealing in securities | 2012-02-07 | 2018-08-13 |
| 2 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | RO | Advising on futures contracts | 2012-02-07 | 2015-05-18 | RO | Advising on securities | 2012-02-07 | 2018-02-20 | RO | Asset management | 2012-02-07 | 2018-02-20 | RO | Dealing in securities | 2012-02-07 | 2018-02-20 |
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