Ueda, Eiji
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on securities | 2012-02-14 | 2012-07-13 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 2012-07-13 | 2016-10-10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 2016-10-11 | 2019-03-30 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-02-14 | 2012-07-13 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | 2012-07-13 | 2016-10-10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 2016-10-11 | 2019-03-30 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2012-02-14 | 2012-07-13 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2012-02-14 | 2012-07-13 | GOLDMAN SACHS (ASIA) L.L.C. | RO | 2012-07-13 | 2019-03-30 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 2012-07-13 | 2016-10-10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 2016-10-11 | 2019-03-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy