Guo, Qi (SFC:AZB400) 郭琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2016-11-25 | 2017-11-10 |
| 2 | Holly International Asset Management Company Limited | Rep | Advising on securities | 2023-05-18 | 2024-04-30 | Rep | Asset management | 2023-05-18 | 2024-04-30 |
| 3 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-07-14 | 2016-11-10 | Rep | Asset management | 2015-07-14 | 2016-11-10 |
| 4 | KGI ASIA LIMITED | Rep | Advising on securities | 2012-02-27 | 2013-12-21 |
| 5 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2014-01-21 | 2015-06-27 | Rep | Asset management | 2014-01-21 | 2015-06-27 | Rep | Advising on securities | 2018-01-04 | 2020-12-18 | Rep | Asset management | 2018-01-04 | 2020-12-18 |
| 6 | Taiping Securities (HK) Co Limited | Rep | Dealing in securities | 2014-01-21 | 2015-06-27 |
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