Shi, Jiangnan 施江南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-07-05 | 2021-02-16 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-07-05 | 2021-02-16 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2018-07-05 | 2021-02-16 |
| 4 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Dealing in securities | 2018-07-05 | 2021-02-16 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2021-04-09 | 2022-08-05 |
| 6 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2021-04-09 | 2022-08-05 |
| 7 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2021-04-09 | 2022-08-05 |
| 8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-04-14 | 2023-10-17 |
| 9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-04-14 | 2023-10-17 |
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