Li, Yuna 李宇娜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Legend Arb Advisors Limited | RO | Advising on futures contracts | 2019-07-19 | 2023-10-26 | Legend Arb Advisors Limited | Rep | 2023-10-26 |
| 2 | Legend Arb Advisors Limited | RO | Advising on securities | 2019-07-19 | 2023-10-26 | Legend Arb Advisors Limited | Rep | 2023-10-26 |
| 3 | True Partner Advisor Hong Kong Limited | Rep | Asset management | 2012-03-13 | 2014-06-25 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2014-08-29 | 2016-12-31 | Legend Arb Advisors Limited | RO | 2017-08-29 | 2023-10-26 | Legend Arb Advisors Limited | Rep | 2023-10-26 |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-07-10 | 2016-10-10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2016-10-11 | 2016-12-31 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2014-07-10 | 2016-12-31 |
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