Wu, Weimin (SFC:AZK393) 吳偉敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Da Heng Qin (Hong Kong) Company Limited | Rep | Asset management | 2023-08-18 | 2023-10-31 | Rep | Advising on securities | 2023-09-11 | 2023-10-31 | RO | Advising on securities | 2023-10-31 | RO | Asset management | 2023-10-31 |
| 2 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-05-02 | 2013-03-29 |
| 3 | HARTFORD CAPITAL LIMITED | Rep | Asset management | 2020-01-15 | 2022-01-03 | RO | Asset management | 2022-01-03 | 2023-07-18 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-10-16 | 2013-03-29 | Rep | Advising on securities | 2013-01-11 | 2013-03-29 |
| 5 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2012-10-16 | 2013-03-29 |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-08-15 | 2018-08-14 |
| 7 | Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2014-05-09 | 2014-08-08 | Rep | Dealing in securities | 2014-05-09 | 2014-08-08 |
| 8 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2013-04-12 | 2014-04-30 | Rep | Dealing in securities | 2013-04-12 | 2014-04-30 |
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