Liu, Ren (SFC:AZC071) 劉韌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-02-26 | 2016-09-22 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2012-05-02 | 2012-07-18 | RO | Dealing in securities | 2012-07-18 | 2016-09-22 | RO | Advising on securities | 2012-12-20 | 2016-09-22 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-09-20 | 2016-09-22 |
| 4 | SPDB International Securities Limited | RO | Advising on securities | 2019-12-19 | 2022-08-22 | RO | Dealing in securities | 2019-12-19 | 2022-08-22 |
| 5 | SUN GROWTH SECURITIES LIMITED | Rep | Dealing in securities | 2016-11-03 | 2016-12-15 | RO | Dealing in securities | 2016-12-15 | 2017-04-28 |
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