Chow, Yuk Lam 周鈺霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2017-08-18 | 2019-08-23 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-08-18 | 2019-08-23 |
| 3 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-11-16 | 2017-08-04 |
| 4 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2016-11-16 | 2017-08-04 |
| 5 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-05-07 | 2016-11-03 |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-05-07 | 2016-11-03 |
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