Chan, Tsz Chun (SFC:AZK755) 陳子俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2012-05-30 | 2014-05-11 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-06-12 | 2017-03-14 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-06-12 | 2017-03-14 | Rep | Leveraged foreign exchange trading | 2016-03-21 | 2017-03-14 |
| 4 | I WIN SECURITIES LIMITED | RO | Dealing in securities | 2017-07-19 | 2018-02-28 |
| 5 | Integrity Construction & Development Securities Group Limited | Rep | Dealing in securities | 2022-02-21 | 2022-04-19 | RO | Advising on securities | 2022-04-19 | 2022-04-30 | RO | Dealing in securities | 2022-04-19 | 2022-04-30 |
| 6 | Leeds Fund International Limited | Rep | Asset management | 2023-04-21 | RO | Advising on securities | 2023-04-21 |
| 7 | Leeds Securities Investment Limited | RO | Dealing in securities | 2023-04-21 | |
| 8 | Quam Securities Limited | Rep | Dealing in securities | 2018-04-03 | 2021-12-31 | Rep | Dealing in futures contracts | 2018-07-20 | 2021-12-31 | Rep | Asset management | 2021-04-12 | 2021-12-31 |
| 9 | SUNHIGH FINANCIAL HOLDINGS LIMITED | Rep | Advising on securities | 2022-05-20 | 2023-03-22 | Rep | Dealing in securities | 2022-05-20 | 2023-03-22 | Rep | Asset management | 2022-06-17 | 2023-03-22 |
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