Lau, Chun Tung (SFC:AWB700) 劉震東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Frontier Hong Kong Limited | RO | Advising on securities | 2022-05-04 | 2023-04-14 | RO | Asset management | 2022-05-04 | 2023-04-14 |
| 2 | Grand China Securities Limited | Rep | Dealing in securities | 2012-08-23 | 2016-05-04 |
| 3 | Red South Investment Management Limited | Rep | Advising on securities | 2019-08-20 | 2020-04-01 | Rep | Asset management | 2019-08-20 | 2020-04-01 |
| 4 | SDHG International Securities Limited | Rep | Dealing in securities | 2019-06-17 | 2019-07-28 | RO | Dealing in securities | 2020-05-19 | 2022-04-14 |
| 5 | WOYI CAPITAL LIMITED | RO | Advising on securities | 2023-07-05 | RO | Asset management | 2023-07-05 |
| 6 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-06-07 | 2013-08-30 |
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