Chen, Shu (SFC:AYP960) 陳紓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2014-08-12 | 2019-09-21 |
| 2 | SBIA (HK) Limited | Rep | Dealing in securities | 2021-06-15 | 2023-07-11 | RO | Dealing in securities | 2023-07-11 | 2023-12-13 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2012-08-02 |
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